Our professionals include an experienced Leadership Team, Back-office Support Staff and Product Specialists.
To find out more about our experienced team of professionals, see our company LinkedIn profile HERE.

Vanderbilt Financial Group is an independent Broker Dealer that offers innovative solutions to help its independent financial advisor

Back Office Support

We have a full team of professionals with over 50 years combined experience who are focused on serving the administrative needs of our Vanderbilt advisors. They provide customized administrative support for each advisor depending on their specific needs including assistance with day-to-day business processing, sales and operations support.

Our hardworking operations department helps to speed up processes that can be tedious, long, and bureaucratic at larger firms so that our advisors can focus on what’s really important- growing their business. Our in-house bond desk and sector strategies give advisors an edge over the competition.

Consultative Compliance

Utilizing Docupace’s straight through processing system to submit business makes compliance approval and turnaround an extremely quick and easy process. Our consultative compliance team ensures that each piece of business is handled with an individualized approach that meets the client’s needs and goals.

Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.

Copyright 2015 – All Rights Reserved – Vanderbilt Financial Group
125 Froehlich Farm Blvd, Woodbury, NY 11797 | Phone: 631.845.5100

Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates
Securities offered through Vanderbilt Securities, LLC • Member: FINRA, SIPC • Registered with MSRB
Advisory Services offered through Vanderbilt Advisory Services, LLC
Insurance Services offered through Vanderbilt Insurance and other agencies
Clearing Agent: National Financial Services, LLC | Privacy Policy | SEC Rule 606 | Public BCP

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