Vanderbilt has a culture of entrepreneurship as we support the development and success of each member of our team through regular training, coaching and mentoring. We are also focused as an organization on innovations in products, services, and technology solutions for our advisors. As a mid-sized Broker Dealer, we have the flexibility to effectively implement innovations, upgrades and changes in operations that positively benefit our advisors.

Core Values

At Vanderbilt Financial Group, we uphold 5 core values that ensure we are doing the best we can. These established values keep us in alignment. When making decisions, we ask ourselves; does this maintain our values?


At Vanderbilt we are always appreciative of others and what is available to us. Being thankful is a key value of ours as we strive to take nothing for granted. When we reflect gratitude in the way we deal with others, we are making a conscious effort to achieve the best and most fulfilling outcomes in situations.


We believe respect to be a form of appreciation and an acknowledgement of equality. Being respectful is of the utmost importance to sustaining a successful business, continuing strong relationships with our advisors, and maintaining productive teamwork within the office. In order to conduct business honorably we believe genuine respect should be reflected at all times.


We are extremely proud of our dedication to innovation here at Vanderbilt. Our entrepreneurial spirit drives us to constantly look for ways to be unique and cutting edge. We are creative and passionate about our business and open-minded in exploring new ways to improve for the betterment of ourselves and the betterment of those around us.


Maintaining a collaborative atmosphere ensures that teamwork is a core value at Vanderbilt. By sharing, communicating, and cooperating with one another, we maintain a positive and bonded connection as a team.


The ability to trust and to be trusted is absolutely essential to the way we conduct ourselves. At Vanderbilt we make sure that we are responsible and dependable in all we do. We hold ourselves to a standard of honor and honesty.

Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.

Copyright 2015 – All Rights Reserved – Vanderbilt Financial Group
125 Froehlich Farm Blvd, Woodbury, NY 11797 | Phone: 631.845.5100

Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates
Securities offered through Vanderbilt Securities, LLC • Member: FINRA, SIPC • Registered with MSRB
Advisory Services offered through Vanderbilt Advisory Services, LLC
Insurance Services offered through Vanderbilt Insurance and other agencies
Clearing Agent: National Financial Services, LLC | Privacy Policy | SEC Rule 606 | Public BCP

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