TRANSITION

Our Transition Process

We know making a move is a big undertaking. That’s why we’ve created a transition process that makes it easy.

Our customized, thorough, and highly specialized process will ensure the highest level of customer service throughout your on boarding process to create a smooth, seamless, and comfortable experience.

As a rule, we limit the number of new representatives we take on per month so that you receive the level of care and attention you deserve.

You will be assigned a transition team leader who will plan, organize and prepare every step of your transition for you, leaving you with more time to meet with your clients and move them over to Vanderbilt in a timely fashion.

 

Vanderbilt Financial Group is an independent Broker Dealer that offers innovative solutions to help its independent financial advisor

 

Electronic Transition

Skip the wait! We offer 100% paperless transitions to help save you time, energy, and headaches.

By utilizing Docupace and Docusign systems we can provide an entirely paperless transition process that reduces the turnaround time it takes for clients to move and allows clients to complete their paperwork through the convenience of email.

Vanderbilt Advantages

Current Fee Structure

Errors & Omissions Insurance

$200 per month

Technology Fee if production is under 100k annually

$75 per month

Technology Fee if production is 100k or greater annually

FREE

Compliance

FREE

Back Office Support

FREE

Graphic Design Services

FREE

Business Building Services

FREE

Skill Training and Seminars

FREE

FAQS

1. What is the cost for affiliating with Vanderbilt Financial Group?

Our Current Fee Structure can be found above.

2. Do you have a list of the products you offer? 

Yes, our extensive list of Mutual Fund, Variable Annuity, and Alternative Investment Carriers can be found here.  If you do not see your preferred carrier, please reach out to inquire more.  

3. Do you have an awards conference for top producers and/or an annual education conference?

Yes, each year we hold an annual Compliance Meeting that features relevant updates and educational seminars from thought leaders in our industry. At each annual conference, we recognize and award our top producers. 

4. What firm do you clear through?

Our Clearing Firm is NFS. 

5. Do you allow advisors to have their own Registered Investment Advisor?

Yes, and in addition we have our own full service RIA from Vanderbilt Advisory Services with over 400 SMA Managers to choose from. 

6. Do you have an Insurance Division?

Yes. More Information about Vanderbilt Insurance can be found here. 

Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.

Copyright 2015 – All Rights Reserved – Vanderbilt Financial Group
125 Froehlich Farm Blvd, Woodbury, NY 11797 | Phone: 631.845.5100

Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates
Securities offered through Vanderbilt Securities, LLC • Member: FINRA, SIPC • Registered with MSRB
Advisory Services offered through Vanderbilt Advisory Services, LLC
Insurance Services offered through Vanderbilt Insurance and other agencies
Clearing Agent: National Financial Services, LLC | Privacy Policy | SEC Rule 606 | Public BCP