Chief Compliance Officer
Steve Howe joined the Vanderbilt family in March of 2018 as its Firm On-Boarding Manager and a valued member of the Compliance Team. In January of 2019, Steve was promoted to Chief Compliance Officer and will maintain his responsibilities of on-boarding new advisors and advisory teams to VFG.
As an experienced, senior financial services professional, Steve possesses an innate ability to oversee back office operations/compliance, manage custodial processes, and champion advisor-client relationships. Steve brings to Vanderbilt an extensive background working with independent Registered Investment Advisors (RIA), Broker Dealers (BD), Qualified Plan/TPA, Insurance, and Corporate Trust services. He has been a key liaison for new advisor/client on-boarding and managing transitional logistics. Steve is knowledgeable with securities data aggregation, financial planning, and CRM systems and technologies. Previously, he was the Director of Operations and Compliance at 3 Dimensional Wealth Advisory Steve holds a Master’s Degree from Boston University and a Bachelor of Science from the University of Vermont.
In his personal life, Steve enjoys spending time with his wife Ashley and his active three sons (Anderson, Davis, and Grayson). When not on the side lines watching his boys play lacrosse, soccer, and basketball, Steve and his family can be found traveling and enjoying the outdoors.
Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.