MSRB Amended Rule G-10 Notifications
MSRB Amended Rule G-10 Notifications
The Municipal Securities Regulatory Board (MSRB) under Rule G-10 has required us to notify you of the following three items:
- Vanderbilt Securities, LLC is registered with the SEC and the MSRB.
- The MSRB website is: msrb.org
- Informational brochures are available via the following hyperlinks:
Municipal Securities Investor Brochure:
http://www.msrb.org/~/media/Files/Resources/MSRB-Investor-Brochure.ashx?la=en
Municipal Advisory Clients Brochure:
http://www.msrb.org/~/media/Files/Resources/MSRB-MA-Clients-Brochure.ashx?la=en
Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.
