MSRB Amended Rule G-10 Notifications

MSRB Amended Rule G-10 Notifications

The Municipal Securities Regulatory Board (MSRB) under Rule G-10 has required us to notify you of the following three items:

  • Vanderbilt Securities, LLC is registered with the SEC and the MSRB.
  • The MSRB website is: msrb.org
  • Informational brochures are available via the following hyperlinks:

Municipal Securities Investor Brochure:

http://www.msrb.org/~/media/Files/Resources/MSRB-Investor-Brochure.ashx?la=en

Municipal Advisory Clients Brochure:

http://www.msrb.org/~/media/Files/Resources/MSRB-MA-Clients-Brochure.ashx?la=en

Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.

Copyright 2015 – All Rights Reserved – Vanderbilt Financial Group 125 Froehlich Farm Blvd, Woodbury, NY 11797 | Phone: 631.845.5100

Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates
Securities offered through Vanderbilt Securities, LLC • Member: FINRA, SIPC • Registered with MSRB
Advisory Services offered through Vanderbilt Advisory Services, LLC
Insurance Services offered through Vanderbilt Insurance and other agencies
Clearing Agent: National Financial Services, LLC | Privacy Policy | SEC Rule 606 | Public BCP

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