INVESTMENT SERVICES

Equity Desk

In addition to the standard equity order entry through National Financials Streetscape, Vanderbilt’s equity execution services group has over 80 years of collective equity trading and execution experience and focuses on execution services for all clients. They currently “work” equity and option orders for best execution and provide the highest quality of service which all Vanderbilt Advisors will be able to utilize for their own clients.

Fixed Income Desk

In addition to the standard fixed income order entry through National Financial Services, our Vanderbilt Bond Department, team of specialists draws on 60 years of experience and knowledge. They are committed to supporting associated professionals with your determined allocation into fixed income alternatives for the benefit of your clients. They serve as our conduit for information, alternatives and suggestions with CD’s, Treasuries, Agency, Corporate & Municipal bonds.

Variable Annuities

At Vanderbilt Securities we offer a full menu of Annuity Carriers available to our Financial Advisors. For a full list, click Variable Annuities List of Carriers above. Besides this list of carries, we periodically add new opportunities as needed.

Mutual Funds

At Vanderbilt Securities we offer a full menu of Mutual Funds available to our Financial Advisors. For a full list, click Mutual Funds List of Carriers above. Besides this list of carriers, we periodically add new opportunities as needed.

Options

In addition to the standard option order entry through National Financials Streetscape, through Vanderbilt Financial Group, option orders of size or complex option strategies may be executed through Fidelity’s Capital Markets Options trading desk.

Sector Strategies

The Sector Department offers a unique investment strategy to Vanderbilt Financial Group’s Advisors exclusively. Sectors of the market are identified by their value, upside potential, competitive yield and beta. Additionally, a strict sell discipline is used both for upside and downside price objectives.

Alternative Investments

At Vanderbilt Financial Group we are continuously performing due diligence on various alternative investment products for our Financial Advisors. Currently we have selling agreements or are performing due diligence on the products listed on the Alternative Investments list of companies.

Clearing Firm

Vanderbilt Financial Group uses National Financial Services on a fully-disclosed basis to act as custodian of your securities and cash accounts in addition to executing and clearing trades through the exchange floors as well as ECN’s. In essence, the clearing firms act as our intermediary when providing financial services for all types of private and institutional clients.

National Financial (NFS) is a wholly owned subsidiary of Fidelity Investments and offers a variety of products including RMA & BSA accounts which feature unlimited check-writing, a Platinum MasterCard and a credit reserve which will loan you up to 50% of the value of marginable securities in your account. In addition to a host of retirement plans, NFS also offers fee-based products allowing you to choose from more than 1,500 load and no-load mutual funds. No matter what products you choose, you’ll receive a combined statement from NFS and a consolidated 1099 statement at the end of the year.

Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.

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Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates.
Securities offered through Vanderbilt Securities, LLC. Member FINRA, SIPC. Registered with MSRB. Clearing agent: Fidelity Clearing & Custody Solutions
Advisory Services offered through Vanderbilt Advisory Services & Consolidated Portfolio Review. Clearing agents: Fidelity Clearing & Custody Solutions, Charles Schwab & TD Ameritrade
Insurance Services offered through Vanderbilt Insurance and other agencies
For additional information on services, disclosures, fees, and conflicts of interest, please visit www.vanderbiltfg.com/disclosures | Privacy Policy | Public BCP

VFG and its affiliates support and promote Environmental, Social, and Corporate Governance (“ESG”), Socially Responsible Investing (“SRI”), and Impact Investing, but the Firm and its affiliates do not require or mandate that its financial professionals engage solely in related activities. Clients of the Firm and its affiliates are not required to adopt or invest in any specific security, strategy, or portfolio.

Vanderbilt Securities LLC, and Vanderbilt Advisory Services comply with Section 326 of the USA PATRIOT Act. This law mandates that we request certain information about you while processing your account application. This information is used to verify your identity.

Securities products are:
• NOT FDIC INSURED • NOT BANK GUARANTEED • MAY LOSE VALUE

No information on this web site should be considered a recommendation or solicitation to invest in a particular security or type of security.

Neither asset allocation nor diversification can eliminate the risk of fluctuating prices and uncertain returns.

Past performance is not indicative of future results. Please obtain from your Financial Advisor, the prospectus(es) or other offering documents as applicable for the fee-based account program and read carefully before investing.

Vanderbilt Securities LLC is not a tax advisor. We suggest you consult your personal tax advisor and/or legal representative before making tax-related investment decisions.

Copyright 2015 - All Rights Reserved - Vanderbilt Financial Group 125 Froehlich Farm Blvd, Woodbury, NY 11797 | Phone: 631.845.5100