INVESTMENT SERVICES

  • MUTUAL FUNDS
    MUTUAL FUNDS
    LIST OF CARRIERS
MUTUAL FUNDS
LIST OF CARRIERS

Alger
Alliance
Allianz and PIMCO Funds
Amana
American Century
American Funds
American Skandia MF
Ariel Funds
Arrow Funds
Ave Maria Funds
Black Rock
Calvert
CDC Nvest Funds
College Access – Allianz
College Nebraska
Columbia 529 NY Advisor
Columbia Mgmt. Serv.
Credit Suisse Funds
Davis
Delaware
Deutsche Asset Mgmt
Dodge & Cox
Dreyfus
DWS Investments
Eaton Vance

Enterprise

Evergreen

Federated

Fidelity

First Eagle/Sogen Funds

Franklin Templeton

Gabelli Funds

Goldman Sachs

Hartford Mutual Funds

Highland DLR

Invesco Aim Funds
ING Pilgrim/Aetna

John Hancock MF

JP Morgan

Kelmoore

Lord Abbott & Co.

Mainstay

Matthews Asia

Meeder Funds

MFS

Munder Funds

Nationwide Funds

NATIXIS
Nuveen

Oppenheimer

Oppenheimer 529 Plans

Scholars Edge

Pacific

PIMCO

Pioneer
Principal Funds

Prudential

Putnam

Riversource Funds

RS Investments

Sentinel

State Street

Sun America Funds

Transamerica

T. Rowe Price

U Promise

Van Eck

Van Kampen

Virtus

Wells Fargo

Wells Timberland REIT

  • VARIABLE ANNUITIES
    VARIABLE ANNUITIES
    LIST OF CARRIERS
VARIABLE ANNUITIES
LIST OF CARRIERS

Aetna

Allianz Life of NY

Allmerica

Allstate

AXA Equitable

Equitable

First Ameritas

Guardian

Hartford

ING Variable Annuities

Jackson National Life of NY

John Hancock Life Ins

Keyport Life

Lincoln Financial Group

Mass Mutual

Met Life

National Integrity

Nationwide

Pacific Life & Annuity Co.

Penn Mutual

Principal

Prudential Annuities

Sun America

Sun Life

Transamerica

Travelers

USAllianz

  • ALTERNATIVE INVESTMENTS
    ALTERNATIVE INVESTMENTS
    LIST OF CARRIERS
ALTERNATIVE INVESTMENTS
LIST OF CARRIERS

Northstar
Franklin Square
Lightstone
ARS Cold
Inland Bank
WP Carey

Equity Desk

In addition to the standard equity order entry through National Financials Streetscape, Vanderbilt’s equity execution services group has over 80 years of collective equity trading and execution experience and focuses on execution services for all clients. They currently “work” equity and option orders for best execution and provide the highest quality of service which all Vanderbilt Advisors will be able to utilize for their own clients.

Fixed Income Desk

In addition to the standard fixed income order entry through National Financial Services, our Vanderbilt Bond Department, team of specialists draws on 60 years of experience and knowledge. They are committed to supporting associated professionals with your determined allocation into fixed income alternatives for the benefit of your clients. They serve as our conduit for information, alternatives and suggestions with CD’s, Treasuries, Agency, Corporate & Municipal bonds.

Variable Annuities

At Vanderbilt Securities we offer a full menu of Annuity Carriers available to our Financial Advisors. For a full list, click Variable Annuities List of Carriers above. Besides this list of carries, we periodically add new opportunities as needed.

Mutual Funds

At Vanderbilt Securities we offer a full menu of Mutual Funds available to our Financial Advisors. For a full list, click Mutual Funds List of Carriers above. Besides this list of carriers, we periodically add new opportunities as needed.

Options

In addition to the standard option order entry through National Financials Streetscape, through Vanderbilt Financial Group, option orders of size or complex option strategies may be executed through Fidelity’s Capital Markets Options trading desk.

Sector Strategies

The Sector Department offers a unique investment strategy to Vanderbilt Financial Group’s Advisors exclusively. Sectors of the market are identified by their value, upside potential, competitive yield and beta. Additionally, a strict sell discipline is used both for upside and downside price objectives.

Alternative Investments

At Vanderbilt Financial Group we are continuously performing due diligence on various alternative investment products for our Financial Advisors. Currently we have selling agreements or are performing due diligence on the products listed on the Alternative Investments list of companies.

Clearing Firm

Vanderbilt Financial Group uses National Financial Services on a fully-disclosed basis to act as custodian of your securities and cash accounts in addition to executing and clearing trades through the exchange floors as well as ECN’s. In essence, the clearing firms act as our intermediary when providing financial services for all types of private and institutional clients.

National Financial (NFS) is a wholly owned subsidiary of Fidelity Investments and offers a variety of products including RMA & BSA accounts which feature unlimited check-writing, a Platinum MasterCard and a credit reserve which will loan you up to 50% of the value of marginable securities in your account. In addition to a host of retirement plans, NFS also offers fee-based products allowing you to choose from more than 1,500 load and no-load mutual funds. No matter what products you choose, you’ll receive a combined statement from NFS and a consolidated 1099 statement at the end of the year.

For more information on Fidelity, please visit their website Online click the button below.

Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.

Copyright 2015 – All Rights Reserved – Vanderbilt Financial Group
125 Froehlich Farm Blvd, Woodbury, NY 11797 | Phone: 631.845.5100

Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates
Securities offered through Vanderbilt Securities, LLC • Member: FINRA, SIPC • Registered with MSRB
Advisory Services offered through Vanderbilt Advisory Services, LLC
Insurance Services offered through Vanderbilt Insurance and other agencies
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