DISCLOSURES & INFORMATION
Brokerage & RIA Disclosures
• Bank Deposit Sweep Program (BDSP®) Disclosure
• Business Continuity Plan(BCP)
• Characteristics and Risks of Standardized Options
• Characteristics and Risks of Standardized Options – November 2012 Supplement
• Characteristics and Risks of Standardized Options – October 2018 Supplement
• Customer Identification Program
• Mutual Fund Breakpoint Disclosure – FINRA
Brokerage Disclosures
RIA Disclosures
Information
Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.