CLIENT FEES
| Service Fees | Fees |
| Equities, Fixed Income & Mutual Funds | $7.00 – $22.50 per Transaction |
| Certificate Processing Fees | Fees |
| Deposited Stock Certificate Requires Legal Documentation |
$95.00 |
| Physical Reorganization | $40.00 |
| Legal Return – Due to “Not In Good Order” | $60.00 |
| Safekeeping | $7.00 per Position – per Month |
| Transfer & Ship Certification Non DRS ELIG – Physical Certification |
$225.00 per Position |
| Transfer & Ship or De-Networking | $35.00 per Transaction |
| Alternative Investments Fees | Fees |
| Alternative Investments Transfers/Re-registration |
$50.00 per Transaction |
| Annual Alternative Investment Custody & Valuation |
Registered $35.00 per Position – Annually Non-Registered $125.00 per Position – Annually |
| Money Movement Fees | Fees |
| Bounced Checks | $35.00 per Transaction |
| FED Fund Wire Transfer | $15.00 |
| Stop Payment | $40.00 |
| Account Maintenance Fees | Fees |
| Annual Custody & Record Keeping/Inactivity | $40.00 |
| IRA Annual Maintenance | $35.00 |
| IRA – Retirement Account Closing | $95.00 |
| Outgoing Transfer | $125.00 |
| Check Writing/Debit Card Fees | Fees |
| Broker Portfolio Premier | $100.00 Annually |
| Check Re-Order | $5.00 |
| Debt Card | $50.00 Annually |
| Miscellaneous Fees | Fees |
| Mailgram | $10.00 |
| Trade Extensions | $25.00 per Transaction |
Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.
