CLIENT FEES
Service Fees | Fees |
Equities, Fixed Income & Mutual Funds | $7.00 – $22.50 per Transaction |
Certificate Processing Fees | Fees |
Deposited Stock Certificate Requires Legal Documentation |
$95.00 |
Physical Reorganization | $40.00 |
Legal Return – Due to “Not In Good Order” | $60.00 |
Safekeeping | $7.00 per Position – per Month |
Transfer & Ship Certification Non DRS ELIG – Physical Certification |
$225.00 per Position |
Transfer & Ship or De-Networking | $35.00 per Transaction |
Alternative Investments Fees | Fees |
Alternative Investments Transfers/Re-registration |
$50.00 per Transaction |
Annual Alternative Investment Custody & Valuation |
Registered $35.00 per Position – Annually Non-Registered $125.00 per Position – Annually |
Money Movement Fees | Fees |
Bounced Checks | $35.00 per Transaction |
FED Fund Wire Transfer | $15.00 |
Stop Payment | $40.00 |
Account Maintenance Fees | Fees |
Annual Custody & Record Keeping/Inactivity | $40.00 |
IRA Annual Maintenance | $35.00 |
IRA – Retirement Account Closing | $95.00 |
Outgoing Transfer | $125.00 |
Check Writing/Debit Card Fees | Fees |
Broker Portfolio Premier | $100.00 Annually |
Check Re-Order | $5.00 |
Debt Card | $50.00 Annually |
Miscellaneous Fees | Fees |
Mailgram | $10.00 |
Trade Extensions | $25.00 per Transaction |
Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.