ABOUT US

WHO IS VANDERBILT?

Vanderbilt Financial Group is an investment firm disrupting traditional finance by focusing on socially and environmentally responsible, ethical, and impactful investments. We do this while keeping our advisors front and center, providing a world-class level of service with a “family office” feel. Headquartered in a LEED-certified Platinum building, our commitment to changing the world begins at home in our office and within our culture. We are a unified team driven by shared values of gratitude, respect, innovation, teamwork, and trustworthiness which we constantly apply to our clients, our community, and our environment.

 

 

 

HOW ARE WE CONNECTED?

As your Financial Advisors’ Broker Dealer, we are uniquely connected. An easy way to understand our connection is to think of you the client, your Financial Advisor, we the Broker Dealer, and our Clearing Firm as paper dolls holding hands.

CLIENT

As a client of Vanderbilt, you benefit from the relationships of your advisor, your broker dealer and your clearing firm. In addition to the services your Advisor offers, you have access to Vanderbilt’s support.

ADVISOR

All of our advisors were carefully selected to join Vanderbilt based on their skill, success, and culture. We share our core values and our dedication to helping to position their clients for success.

BROKER DEALER

A Broker Dealer is an introducing investment firm that bridges the gap between the advisor and the clients’ investments. We offer full technical and operational support to advisors as the direct line between them and your investments.  We also provide ongoing education and skill training to keep our advisors current in ever-changing markets.

CLEARING FIRM

A Clearing Firm is the custodian of the equity and fixed income investments. Vanderbilt clears through Fidelity Clearing & Custody Solutions.

Vanderbilt Financial Group is an Independent Broker Dealer doing business differently than anyone else in our field. We are constantly learning and applying new ways of doing thing- whether it’s learning a new program that improves our business, infusing gamefication into our workplace, or becoming a sustainable and green firm, we are passionate about being a modern pioneer and different kind of broker dealer. We are a unified team driven by shared values of; gratitude, respect, innovation, teamwork, and trust. At Vanderbilt we are focused on finding ways of bettering ourselves and those around us while always applying our values to our clients, our community, and our environment.

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Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates.
Securities offered through Vanderbilt Securities, LLC. Member FINRA, SIPC. Registered with MSRB. Clearing agent: Fidelity Clearing & Custody Solutions
Advisory Services offered through Vanderbilt Advisory Services & Consolidated Portfolio Review. Clearing agents: Fidelity Clearing & Custody Solutions, Charles Schwab & TD Ameritrade
Insurance Services offered through Vanderbilt Insurance and other agencies
For additional information on services, disclosures, fees, and conflicts of interest, please visit www.vanderbiltfg.com/disclosures | Privacy Policy | SEC Rule 606 | Public BCP

VFG and its affiliates support and promote Environmental, Social, and Corporate Governance (“ESG”), Socially Responsible Investing (“SRI”), and Impact Investing, but the Firm and its affiliates do not require or mandate that its financial professionals engage solely in related activities. Clients of the Firm and its affiliates are not required to adopt or invest in any specific security, strategy, or portfolio.

Vanderbilt Securities LLC, and Vanderbilt Advisory Services comply with Section 326 of the USA PATRIOT Act. This law mandates that we request certain information about you while processing your account application. This information is used to verify your identity.

Securities products are:
• NOT FDIC INSURED • NOT BANK GUARANTEED • MAY LOSE VALUE

No information on this web site should be considered a recommendation or solicitation to invest in a particular security or type of security.

Neither asset allocation nor diversification can eliminate the risk of fluctuating prices and uncertain returns.

Past performance is not indicative of future results. Please obtain from your Financial Advisor, the prospectus(es) or other offering documents as applicable for the fee-based account program and read carefully before investing.

Vanderbilt Securities LLC is not a tax advisor. We suggest you consult your personal tax advisor and/or legal representative before making tax-related investment decisions.

Copyright 2015 - All Rights Reserved - Vanderbilt Financial Group 125 Froehlich Farm Blvd, Woodbury, NY 11797 | Phone: 631.845.5100